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Creating and Implementing an Agile Risk Based Audit Process

instructor
By: Daniel Clark
Recorded Session
Duration
90 Minutes
Training Level
Intermediate to Advanced

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Recorded Session

Training CD

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Webinar Details

This webinar provides the participant with a step by step guideline for converting a traditional audit shop into the expected risk based audit organization. Because of the layered approach to the presentation, even those audit shops that wish to retain some of the successful practices of the past can accommodate the future by layering in pieces of the agile risk based process thereby tailoring their own shops to more effectively meet the needs of their organization. COSO and regulators, as well as the IIA are all focused on helping auditors become more flexible and risk based.

WHY SHOULD YOU ATTEND?

Many audit shops struggle with contributing in today's COSO and Risk Based environment. Movement from traditional audit practices to risk based processes has been difficult and time consuming.

This webinar eliminates the confusion and provides a clear pathway to meeting today's high standards and in turn, motivate the audit team to great accomplishments. Risk based auditing is no longer something to aspire to, it is reality and this webinar brings that reality into a workable and easily 

AREA COVERED

  • Audit Process
  • Risk Based Auditing
  • The Audit Cycle from a New Perspective
  • Entity Creation and Management
  • Reporting for Boards of Directors
  • Linking risk to process
  • Enhancing audit productivity
  • Flexibility in Audit Processes

LEARNING OBJECTIVES

  • Defining risk based auditing
  • Introducing the agile risk audit process
  • Linking risk based audit to enterprise risk management
  • Providing a step by step guide to implementing risk based auditing
  • Addressing challenges of risk based auditing
  • Introducing new management tools for auditing in a risk environment

WHO WILL BENEFIT?

  • General Auditor
  • Audit Manager
  • Auditors
  • CFO's
  • Risk Managers
  • Boards of Directors
  • CEO
  • COO

Many audit shops struggle with contributing in today's COSO and Risk Based environment. Movement from traditional audit practices to risk based processes has been difficult and time consuming.

This webinar eliminates the confusion and provides a clear pathway to meeting today's high standards and in turn, motivate the audit team to great accomplishments. Risk based auditing is no longer something to aspire to, it is reality and this webinar brings that reality into a workable and easily 

  • Audit Process
  • Risk Based Auditing
  • The Audit Cycle from a New Perspective
  • Entity Creation and Management
  • Reporting for Boards of Directors
  • Linking risk to process
  • Enhancing audit productivity
  • Flexibility in Audit Processes
  • Defining risk based auditing
  • Introducing the agile risk audit process
  • Linking risk based audit to enterprise risk management
  • Providing a step by step guide to implementing risk based auditing
  • Addressing challenges of risk based auditing
  • Introducing new management tools for auditing in a risk environment
  • General Auditor
  • Audit Manager
  • Auditors
  • CFO's
  • Risk Managers
  • Boards of Directors
  • CEO
  • COO

SPEAKER PROFILE

instructor

Daniel Clark. CRCMP, CISRCP, QIAL 
Independent Consultant BEXCPartners.com

Dan has over 25 years of experience in Financial Services from regional banks to global giants like Citigroup and GE Capital. His early career roles included: sales, credit risk management and operations. For the last 18 years he has been fully focused on Risk Management and Internal Audit. His experience as Chief Auditor in two regional banks and as a senior officer in Audit and Risk Review for Latin America provides unique insight into management practices in and outside of the United States. He is also a recognized expert on GRC, a Public Speaker and Blogger and has written a book; Dare to Be Different: An Auditors Personal Guide to Excellence: that has been well received by the audit community. 

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